SUBHO CHAKRABORTY
MAMUDPUR, INDRAPALA, BARUIPUR, SOUTH 24 PARGANAS
Summary
Dedicated banking professional with 6.5 years of experience in financial services, specializing in KYC and AML compliance. Proven ability to perform thorough customer due diligence (CDD) and enhanced due diligence (EDD) to ensure regulatory compliance and mitigate risks. Adept at identifying and reporting suspicious activities, monitoring transactions, and ensuring adherence to global anti-money laundering laws and regulations. Skilled in analyzing customer profiles, maintaining up-to-date documentation, and collaborating with cross-functional teams to resolve issues. Strong understanding of regulatory requirements, industry best practices, and internal controls, with a commitment to maintaining a secure and compliant banking environment
Overview
7
7
years of professional experience
Work History
Manager
Kotak Mahindra Bank
12.2023 - Current
- Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD)
- AML Compliance & Monitoring
- Regulatory Reporting
- Risk Assessment and Mitigation
- Internal Collaboration
- Audit and Compliance Checks
- Documentation and Reporting
- Process Improvement
- Customer Service Oversight
- Customer requesting processing and TAT
- UHNI Client Handling
Deputy Manager
HDFC Bank Ltd.
09.2022 - 11.2023
- Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD)
- AML Compliance & Monitoring
- Regulatory Reporting
- Risk Assessment and Mitigation
- Internal Collaboration
- Audit and Compliance Checks
- Documentation and Reporting
- Process Improvement
- Customer Service Oversight
- Customer requesting processing and TAT
- HNI client Handling
Deputy Manager
IndusInd Bank Ltd.
04.2020 - 08.2022
- Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD)
- AML Compliance & Monitoring
- Regulatory Reporting
- Risk Assessment and Mitigation
- Internal Collaboration
- Audit and Compliance Checks
- Documentation and Reporting
- Process Improvement
- Customer Service Oversight
- Customer requesting processing and TAT
- Transaction Inputting
- Cash Handling
Assistant Manager
Bandhan Bank Ltd.
06.2018 - 03.2020
- Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD)
- AML Compliance & Monitoring
- Regulatory Reporting
- Risk Assessment and Mitigation
- Internal Collaboration
- Audit and Compliance Checks
- Documentation and Reporting
- Process Improvement
- Customer Service Oversight
- Customer requesting processing and TAT
- Cash Handling
- Customer Acquisition
Education
PGDM - Banking And Finance
Bandhan School Of Development And Management
Kolkata05-2018
B.Com - Accounting And Finance
Calcutta University
Kolkata06-2016
WBBHSE - Commerce
PATHA BHAVAN
KOLKATA05-2013
WBBSE - General Studies
KOTALPUR MADHUSUDAN HIGH SCHOOL
Baruipur05-2011
Skills
- CBS:Ability to work with verious core banking solutions
- Customer Due Diligence (CDD) & Enhanced Due Diligence (EDD) – Ability to perform detailed background checks, risk assessments, and identify red flags
- AML Transaction Monitoring – Skilled in monitoring transactions for suspicious activities and potential money laundering risks
- Regulatory Reporting – Experience with SARs (Suspicious Activity Reports), CTRs (Currency Transaction Reports), and other regulatory filings
- Risk Assessment – Ability to evaluate and categorize risks related to customers, geographies, and transactions
- Financial Crime Detection – Knowledge of techniques to detect and prevent fraud, money laundering, and terrorist financing
- Attention to Detail – Ability to spot inconsistencies, red flags, and discrepancies in customer profiles and transactions
- Analytical Thinking – Strong problem-solving skills to analyze large volumes of data and identify patterns or risks
- Communication Skills – Proficient in reporting findings and presenting complex information to stakeholders clearly
- Regulatory Knowledge – In-depth understanding of global AML regulations, including FATF, OFAC, and local country regulations
- Team Collaboration – Ability to work in cross-functional teams with legal, compliance, and operations teams
- Confidentiality and Integrity – Strong understanding of the importance of maintaining confidentiality in sensitive financial matters
- Adaptability – Ability to adjust to new compliance requirements and changing regulations
- Banking & Financial Services – In-depth understanding of the banking sector, financial products, and risk management
- Fraud Prevention Techniques – Knowledge of common fraud schemes and how to detect them
- Compliance Regulations – Familiarity with global AML and KYC regulations, such as those set forth by the Financial Action Task Force (FATF), the European Union, and local regulators
- Client Handling- Ability to handel verious client's request, query and complain
Timeline
Manager
Kotak Mahindra Bank
12.2023 - Current
Deputy Manager
HDFC Bank Ltd.
09.2022 - 11.2023
Deputy Manager
IndusInd Bank Ltd.
04.2020 - 08.2022
Assistant Manager
Bandhan Bank Ltd.
06.2018 - 03.2020
PGDM - Banking And Finance
Bandhan School Of Development And Management
B.Com - Accounting And Finance
Calcutta University
WBBHSE - Commerce
PATHA BHAVAN
WBBSE - General Studies
KOTALPUR MADHUSUDAN HIGH SCHOOL
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