Kalu Eke

• In the client Asset Control Group at Bank of America, I was responsible for safeguarding and managing the firm's client assets to ensure compliance with regulatory requirements and internal policies
• I played a critical role in maintaining the integrity and accuracy of client asset records, ensuring that assets were properly segregated, and verifying that all client funds and securities were accounted for and protected.

1- Asset reconciliation of EMEA. APAC and AMRS investment

2- Conducted in-depth analysis of financial markets, focusing on securities and derivatives, repo. Collateral, cash and treasury management.

3- Monitored market trends and regulatory changes to assess their impact on investment portfolios.

4- Collaborated with cross-functional teams to streamline processes/ process improvement and enhance operational efficiency.

5- Financial Analysis and Regulatory Compliance.

6- Risk appraisal and management.

• My role as a Customer Service Officer and operations analyst at Ulster Bank during account closures and the bank's exit from the Irish market is crucial in ensuring a smooth transition for customers
• This involves guiding customers through the process of closing their accounts and addressing their concerns, all while maintaining a high level of service and support exiting the Irish market, I was part of the team responsible for all account closures, verifying the request was from the customer
• The balances in the account are transferred to the customer's desired account.

Functions

1- Customer guidance, support and communication,

2- Account closure processing and risk appraisal, management.

3- Alternate Bank Solutions.

4- Regulatory compliance and record-keeping

5- KYC and customer due diligence documentation

• Management of all the Digital assets, using Google Analytics to identify trends used for forecasting and income generation.

Functions

1- Developed a digital marketing strategy for the company.

2- Implemented a social media campaign with insight.

3- Developed and implemented an SEO strategy and optimisation.

4- keyword research and data analysis

5- Created an email marketing campaign with a landing page.

• Reconciliation of all the IPO and dividend warrant GLs, ensures compliance with the Central Bank of Nigeria guideline lines and regulations.

Functions

1- Ensure customers’ subscriptions are processed.

2- Review customers’ payment/ dividend instructions.

3- Management of deceased and other investors’ queries.

4- Handling of IPO/ backlog management.

5- Compliance and regulatory reporting

Job Titles: Investment banking, Business analyst, Treasury officer, AML/KYS analyst

The branch team lead functioned in different roles, which included investment banking, business analyst treasury office, and AML/KYC officer.

Functions

1- Trade, Treasury, and Cash Management

2- Maintained accurate records of transactions and ensured compliance with regulatory guidelines.

3- Provided timely and accurate responses to client inquiries and resolved any issues or concerns promptly.

4- Participated in training programs and workshops to stay updated on industry trends and best practices.

5- Regulatory compliance/ Due Diligence

6- Prioritization and SLA

1- Conducted financial statement analysis, cash flow modelling, and valuation analysis to assess the financial health and investment potential of companies across various industries.

2- Assisted in the preparation of investment proposals, pitch decks, and client presentations for mergers and acquisitions, capital raising, and strategic advisory assignments.

3- Participated in due diligence activities and supported deal execution processes for corporate finance transactions.

4- Monitored portfolio performance, market trends, and economic developments to provide investment insights and recommendations to portfolio managers and clients.

1- Conduct a detailed analysis of current business processes.

2- Collaborate with stakeholders.

3- Identify opportunities for process improvement, cost reduction, and revenue generation.

4- Translate business requirements into clear and concise technical specifications for development teams.

5- Worked closely with project managers and technical teams.

6- Perform data analysis to identify trends, patterns, and insights that inform business decisions.

7- Monitor key performance indicators (KPIs) to track the effectiveness of implemented solutions and identify areas for further optimization.

8- Prioritization and SLA

9- Budgeting and planning.

Treasury Officer,

1- Cash and Investment Management

2- Risk Management

3- Treasury operations and risk management

4- Compliance and Internal control 5- Cash forecasting.

1- Conduct Customer Due Diligence (CDD)

2- Transaction Monitoring

3- Compliance Oversight

4- Training and Awareness

5- Regulatory Reporting

6- Risk and control gap Management.

1- Reconciliations of GLs

2- Process incoming and outgoing remittance transactions.

3- Verify the authenticity of remittance instructions.

4- Maintain accurate records of remittance transactions.

5- Compliance and Due Diligence

• The day-to-day running of vaulting activities
• Supervises all cash activities in the branch
• Handles all foreign currency transactions and remittances.

• Customer relation management, prospecting and income generation businesses are sealed.