Chris Prasannakumar
Dublin 09.
Summary
An enthusiastic, highly analytical, and detail-oriented KYC professional with around 4 years of experience in the Risk and Compliance Industry. Strong knowledge of KYC and AML regulations, Customer Identification, Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and Risk assessment with a proven track record of verifying client information, assessing risk exposure, and generating comprehensive risk review reports from both regulatory and financial crime perspectives. With a combination of outstanding administrative and organizational abilities, diverse work experience in fast-paced, cross-functional teams, and a proven commitment to team success, I am a dedicated team player who thrives in dynamic environments. My passion for driving results and consistently contributing to the success of the team makes me an asset to any organization
Overview
6
6
years of professional experience
Work History
Senior CLM Analyst
First Derivative
Dublin
11.2024 - Current
- Conducted Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD), ensuring the quality of KYC/AML files.
- Developed and maintained quality checklists and personalized client playbooks to enhance KYC processes.
- Provided comprehensive feedback and training to KYC analysts on AML policies and procedures.
- Delivered targeted one-on-one training to KYC analysts, improving their proficiency across the KYC lifecycle, including Desktop Reviews, Client Outreach, Screening, Source of Wealth/Source of Funds, and Risk Classifications.
- Identified and addressed quality issues and trends in a timely manner, actively contributing to program planning and strategic sessions.
- Supported senior management during client meetings and program working groups.
- Client - RBS International Limited
Senior KYC Analyst
HSBC ELECTRONIC DATA PROCESSING INDIA PVT. LTD.
Bengaluru
10.2021 - 08.2023
- Conducted KYC checks for Onboarding clients as per the framework for effectively preventing Money laundering and Terrorist Financing.
- Reviewed for accuracy of data & information and ensure that the clients provide sufficient details.
- Ensured all KYC/AML documentation is compiled with laws of the relevant jurisdiction and HSBC policies.
- Identified key issues, politically exposed persons, Negative Information, and suspicions related to money laundering or terrorism financing during the KYC and investigating/escalating them appropriately.
- Performed screening on the Connected Parties of the client and taking action/escalation to mitigate where negative news is found.
- Conducted independent research to gather and record the information through internally available tools, client websites and the internet.
- Responsible for opening, amending, reviewing and new or existing clients according to established policies and procedures.
- A very proactive approach to process improvement, actively seeking opportunities for change that benefit the wider team.
KYC Associate
People Edge Business Solutions Private Limited
Bengaluru
03.2020 - 10.2021
- Worked as KYC, AML, and BU analyst managing end-to-end KYC processes for clients.
- Performed KYC reviews on different entity types of all kinds of risks.
- Communicated directly with RMs and Clients through emails and reading and understanding client documents.
- Researched to gather the information/ documents through available tools, client websites and the internet.
- Client - State Street Global Advisors
Education
Bachelor of Business Administration - Finance
NMKRV College for Women
Bengaluru, India10.2019
MSc. - Finance
Dublin City University
Dublin, Ireland08.2024
Skills
- KYC processes
- AML regulations
- Analytical skills
- Communication skills
- Decision-making skills
- Research
- Risk analysis
- Report creation
- Time management
- Organizational skills
- IT proficiency
- Power BI
- Power Query
- Microsoft Office
- Google Meet
- Google Docs
- Google Classroom
- Google Forms
- Google Drive
- Google Slides
- STATA
- R language
- R studio
Websites, Portfolios and Profiles
linkedin.com/in/kavyavenkateshbabu
Timeline
Senior CLM Analyst
First Derivative
11.2024 - Current
Senior KYC Analyst
HSBC ELECTRONIC DATA PROCESSING INDIA PVT. LTD.
10.2021 - 08.2023
KYC Associate
People Edge Business Solutions Private Limited
03.2020 - 10.2021
Bachelor of Business Administration - Finance
NMKRV College for Women
MSc. - Finance
Dublin City University