Ayush Rastogi
Dublin
Summary
An accomplished financial service industry professional with more than 7 years of experience in Corporate Actions, Corporate Clients servicing, Financial Institutional Clients, HNIs handling, Alternative Investments, Fixed income, MFs, Portfolio management, Equity, and KYC/AML. Proven ability to build client relationships, strategic focus, and deliver high-quality work under pressure. Adept problem solver and leader with a passion for developing people. Enthusiastic and self-motivated individual with excellent attention to detail, commercially astute with a keen vision and desire to add value to the business, strong communication, written, interpersonal skills, and organizational skills, a team player, and an analytical problem solver. Prioritizing tasks and targets with sound time management skills. Delivering high-quality data analysis and client engagement services to the highest standards.
Able to work in a challenging and fast-paced collaborative environment and seek a new challenge in the financial services industry in a new market to contribute knowledge and skills. Lastly, I am eligible to work in Ireland.
Overview
8
8
years of professional experience
1
1
Certification
Work History
Senior Corporate Action Analyst
Bank of America
Dublin
10.2022 - Current
- Assisted in the development of procedures related to corporate action processing and operations.
- Coordinated closely with other departments to ensure successful completion of projects.
- Communicated with external parties such as transfer agents, custodian banks and brokers in order to resolve discrepancies.
- Created daily reports summarizing corporate actions activity and identified any discrepancies.
- Participated in meetings with senior management team in order to discuss departmental performance metrics.
- Ensured that all necessary documents were received prior to settlement date.
- Verified accuracy of data entered into the system prior to settlement date.
- Performed reconciliations between internal systems to ensure accuracy of data.
- Reviewed corporate action announcements to identify and analyze upcoming events.
- Conducted research into pending matters impacting client accounts with respect to potential impacts from corporate actions events.
- Provided support for clients on inquiries related to their holdings or positions impacted by a corporate action event.
- Prepared detailed instructions for custodians regarding each event type.
- Monitored various communication channels for new corporate action information, including Bloomberg, Reuters and the company's internal system.
- Assisted in training new staff members on processes and procedures associated with Corporate Actions activities.
- Built and strengthened client relationships to form long-lasting, profitable bonds.
- All elections are applied accurately & within deadlines.
- Any changes required by the management are carried out in a timely manner.
- Events are fully reconciled & available for pay date.
- Strong communication with external clients/in house teams/relevant upper management.
- In house trading team (IMG) events are processed accurately & timely.
- Breaks are raised with the correct parties and resolved before processing an event.
Manager
ICICI Bank Ltd
New Delhi
08.2019 - 09.2021
- Handled 1300 SMEs & corporate clients for Banking products and services without subsequent delegation.
- Building up brand and corporate client relationships by contributing to the profitability of the center through active participation in business development efforts.
- Responsible for an increase in market share/profitability/employee productivity & compliance.
Compliance Head
ICICI Bank Ltd
New Delhi
07.2017 - 08.2019
- Accounted for SOAX Audit scores.
- Monitoring the fraud prevention and operational risk.
- Awareness of all the policies and procedures issued in money laundering prevention (AML/KYC/EDD/CDD).
Relationship Manager
ICICI Bank Ltd
New Delhi
10.2016 - 07.2017
- On-boarding new Elite Trade / HNIs/ Financial institutional clients with KYC, AML, FATCA, FEMA, and FERA regulations.
- Strengthened client relationships by providing strategic credit solutions which may increase portfolio and market share of Bank.
Education
Master of Science - Finance
Dublin City University
Ireland09-2022
Post Graduation Diploma - Banking And Finance
Manipal Academy of Higher Education
India09-2016
Bachelor of Science - Business/Commerce
CCS (Chaudhary Charan Singh)University
India05-2012
Skills
- Deadline Adherence
- MS Excel
- Power point
- Multiple Priorities Management
- Risk Analysis
- Account Reconciliation
- Business Operations Analysis
- Dividend Processing
- Securities Knowledge
- Regulatory Compliance (SEC, FINRA)
- Systems and Software Proficiency (Bloomberg, SWIFT, DTCC)
- Stakeholder Communication
- Attention to Detail
- Project Management
- Problem-Solving
- Team Leadership and Collaboration
- Customer Service Orientation
- Time Management
- Risk Management
Certification
- Understanding Capital Markets
Timeline
Senior Corporate Action Analyst
Bank of America
10.2022 - Current
Manager
ICICI Bank Ltd
08.2019 - 09.2021
Compliance Head
ICICI Bank Ltd
07.2017 - 08.2019
Relationship Manager
ICICI Bank Ltd
10.2016 - 07.2017
Master of Science - Finance
Dublin City University
Post Graduation Diploma - Banking And Finance
Manipal Academy of Higher Education
Bachelor of Science - Business/Commerce
CCS (Chaudhary Charan Singh)University
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