Priyanshu Vyas
Mumbai
Summary
A result driven professional with experience in SEBI, NBFC and Secretarial Compliance seeking to further develop my skills, expertise and knowledge in an organization which recognizes the value of hard work and entrusts me with responsibilities and challenge
Overview
3
3
years of professional experience
Work History
Senior Executive (NBFC and Secretarial Compliance)
Motilal Oswal
07.2024 - Current
- Handled matters related to NBFC ensuring compliance with RBI Master Direction.
- Reviewed Loan agreements for NBFC to ensure compliance with RBI regulations
- Ensured regulatory filings as required under RBI Master Directions.
- Handled Secretarial Matters related to SEBI LODR and Companies Act, 2013 including conducting Board Meeting and ensuring regulatory filings.
- Ensuring filings and listing of Non-Convertible Debenture and Commercial Papers.
CS Trainee
Ernst and Young LLP
09.2023 - 06.2024
- Advising on adhoc queries as received from clients in relation to the secretarial provisions;
- Handling compliances with respect to the CSR activities of the Companies;
- Responsible for undertaking issue and allotment of right shares for Companies owned by foreign entities;
- Preparation of documents in relation to merger of privately held Companies;
- Preparation of documents in relation to conversion of LLP into a Private Company;
- Ensuring annual filings and e-filing of event based forms / returns of Foreign Companies in accordance with the Companies Act;
- Ensuring preparation of documents and filing in regards to incorporation of Private Companies owned by foreign entities;
- Preparation of documents in relation to filing for disclosure of Significant Beneficial Ownership
CS Trainee
Anand Rathi Group
08.2022 - 09.2023
- Drafting notice, agenda and minutes for Board and various Committee meetings of Public Listed, Unlisted, Private Companies and LLP;
- Drafting Annual Report for Listed and Unlisted Companies i.e., Notice, Director's Report and Corporate Governance Report;
- Ensuring Annual filings and e-filing of event based forms / returns of Listed and Public Companies under the Companies Act;
- Ensuring preparation of documents and filing in regards to private placement of Non-Convertible Debentures, including Allotment, ISIN creation, Corporate Action etc;
- Ensuring filing of periodical Financial Results in the prescribed format, Shareholding Pattern, Compliance Certificate to Stock Exchanges, Investor Grievance Report, Corporate Governance Report and Summary;
- Reconciliation of Share Capital Audit under the SEBI Regulations;
- Handled compliances pertaining to appointment, reappointment, resignation removal of Directors, Key Managerial Personnel and Auditors;
Education
Company Secretary Professional -
ICSI
12.2023
BBA LLB -
UNIVERSITY OF MUMBAI LAW ACADEMY
06.2022
CBSE 12th -
SAINT PAUL'S SCHOOL
05.2016
CBSE 10th -
SAINT PAUL'S SCHOOL
05.2014
Skills
- Corporate Governance
- Company Law
- SEBI Regulations
- NBFC Compliance
- MS Office
- Research and Communication
- Drafting
Timeline
Senior Executive (NBFC and Secretarial Compliance)
Motilal Oswal
07.2024 - Current
CS Trainee
Ernst and Young LLP
09.2023 - 06.2024
CS Trainee
Anand Rathi Group
08.2022 - 09.2023
BBA LLB -
UNIVERSITY OF MUMBAI LAW ACADEMY
CBSE 12th -
SAINT PAUL'S SCHOOL
CBSE 10th -
SAINT PAUL'S SCHOOL
Company Secretary Professional -
ICSI
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